D.EL.ED EXAM NA SUBJECT 501,502 ANE 503 NI EXAM NA REGISTRATION BABAT NIYAMAK NO LATEST PARIPATRA

A Mutual Fund distributor is required to understand the investor’s situation/risk profile and recommend products suitable for the investor’s needs at the time of recommendation. On the other hand, an investment adviser may look at a broader picture, which may include assessment of the investor’s assets, liabilities, income and expenses and recommend products.

Both are registered entities and hence regulated, too. While investment advisers are registered directly with SEBI, the Mutual Fund distributors are registered with AMFI – the Association of Mutual Funds in India, which is the association of the Mutual Fund industry.

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